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What is Hong Kong No. 149 plate?,Is it difficult to apply for Hong Kong 149 license plate now?

Financial card care question

Hong Kong No. 149 license is three types of Hong Kong financial licenses under the jurisdiction of the Certificate Commission,Each type of license corresponds to a corresponding business。Many people are confused about whether it is difficult to apply for Hong Kong No. 149 license plate.,Hong Kong Xintong International can tell you clearly here,The difficulty is high。For different types of license plates,Hong Kong Securities and Futures Commission’s management personnel

Require

All different,But they are also relatively high。

For example, number one

Require

The number of licensed responsible persons cannot be less than 2,There must be at least one risk control officer。1,There must be at least two agency heads。The person in charge of the organization needs to have relevant industry qualification certificates or five years of experience in related industries.。2,Registered capital and working capital need to meet the corresponding Hong Kong No. 1 license application conditions

Require

。3,The company entity needs to be a Hong Kong company,or a foreign company registered with the Hong Kong Registrar。

4,The company’s business structure must be good,Able to respond reasonably to risks and crises in the business operation process。5,Corresponding directors are required,Responsible personnel, etc.。When applying for a Hong Kong license plate,All funding sources need to be own funds,therefore

Require

Shareholders need to provide supporting documents such as bank account statements for the previous year.。

Application process

middle,It is also necessary to provide the contract signed by the company entity and the commercial institution,The quantity cannot be less than three servings,Among them, the lease contract can be regarded as a。Because Hong Kong license plate

Application conditions

Still relatively high,

Application process

There is also a certain complexity。Recommended for customers who want to go deeper,You can call Hong Kong Xintong International directly for more information.。

The China Securities Regulatory Commission does not have very specific regulations on relevant procedures.

Require

,However, there are still many things you need to pay attention to when applying for a Hong Kong license plate.。For example, the registered capital of a registered Hong Kong company should not be less than HK$5 million.,This will make it easier to receive approval from the China Securities Regulatory Commission.,It will also help you apply for a corresponding work visa later.。

500You need to pay HKD 10,000 in actual payment at the beginning.,But in Hong Kong number plates

Application process

after completion,In fact, you can take out part of it,The account balance must be maintained at HKD 3.6 million.。Generally speaking,In terms of ability,Companies that can successfully apply for Hong Kong No. 149 license still need to have certain strength.,Not only will there be corresponding regulations on funds,,internal business structure,Monitoring system,Proper risk management and relevant rules and regulations。

What is Hong Kong No. 149 plate?,Is it difficult to apply for Hong Kong 149 license plate now?,I believe I already have the answer。If necessary,Feel free to contact me at any time。Related products:What is Hong Kong No. 149 plate? , Is it difficult to apply for Hong Kong 149 license plate now?


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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