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How to apply for Hong Kong No. 149 plate,Hong Kong No. 149 plate application requirements

Financial card care question

Peng Yi Aaron said that for customers who already have a Hong Kong business background,,Hong Kong 149 more cost effective than outright acquisition。But if mainland companies want to obtain Hong Kong’s 149,Choosing acquisition is a good choice。Based on HK-149 case analysis,The following points need to be understood clearly:one,Although the name above is 149,But in fact, Hong Kong has 19 points for big and small brands。Big 1 is a broker,Little 1 is the introducer。

Big 9 can hold clients’ assets,But Xiao9 cannot hold the client’s assets。at the time of acquisition,Must understand clearly,Don’t use the prices of small Hong Kong brand companies。

  1. Documents proving the source of shareholders’ funds need to be re-provided during the acquisition.,Including last year’s turnover,Various financial product statements。It is necessary to prove that the shareholder’s assets are not less than HK$5 million。
  2. Materials on personnel changes and company changes need to be submitted to the China Securities Regulatory Commission,Right now。

Securities Regulatory Commission、Securities Regulatory Commission reviews acquisitions and shareholder backgrounds。

  1. As of the end of December 2017,A total of 1,247 companies hold shares。1,1291 companies holding serial numbers。4 and 1477 companies holding numbers。
  2. More heavy assets,The price will be correspondingly higher。And the license I just got last year,Not much business。What type of acquisition depends on the acquirer’s specific

Require

Huiwei International has extensive experience in processing Hong Kong financial license applications,And has 500 new Hong Kong financial license applications and acquisition cases。at the same time,In order to allow applicants to conduct financial business in Hong Kong faster,There are 149 Hong Kong financial licenses available for direct。Hong Kong 149 process,Hong Kong Stock Exchange,Securities information,Asset Management License Time,Hong Kong 149 price。we have an exact answer。

After understanding the above rules, you can hand over the relevant processing business to Shenzhen Gangxintong Business Service Company, an old company that has been focusing on qualification agency for 12 years.,We have far-reaching influence and good customer reputation in the industry。If you need to apply for a Hong Kong 149 license, you can consult Hong Kong Xintong International to handle it for you.。Related products:How to apply for Hong Kong No. 149 plate , Hong Kong No. 149 plate

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About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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