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Hong Kong No. 149 license application process,Hong Kong No. 149 license plate qualification application fee

Financial card care question

Hong Kong Xintong Peng Yi said qualifications:With the current economic development,Financial institutions currently on the market,There are also more and more financial management apps。It is said that there are various lending software such as p2p.,Xiaoxiao said that there is also Alipay, which is often used in our lives.,Yu'E Bao。now,Financial management has become one of the hottest topics,Various financial institutions have sprung up like mushrooms after a rain.。

There are also many companies that are considering expanding their business in Hong Kong during their operations.,This article mainly introduces to you,Hong Kong License No. 149

Process

,Hong Kong No. 149 license plate qualification processing

cost

。Because Hong Kong financial licenses are identified by serial numbers,Some mainland people who want to do business in Hong Kong often need to do relevant homework on the license first.。

Before learning about the transfer and sale of Hong Kong license No. 149,Let’s first discuss the functions and uses of license No. 149 and the application

Require

Make a rough summary。

Hong Kong License No. 149 transfer of "Securities and Futures Ordinance" type license:Purpose of securities trading license:It is used to provide various services for securities trading to customers.,Such as providing stock and option trading services;Ability to buy and sell bonds for clients、Functions such as buying and selling mutual funds,It is the one with the largest number of individuals and entities among the 9 types of licenses.。Apply

Require

:It depends on whether you hold client assets to operate funds,Generally, the difficulty of applying for a license to hold assets is different from that of a license not to hold assets.。

Hong Kong License No. 149 transfer of Type 4 license under the Securities and Futures Ordinance:Securities advisory license purpose:It’s a consulting license,Units holding such licenses,Can give investors some appropriate investment advice,Generally to facilitate securities transactions,Hong Kong No. 4 license will be applied for together with Hong Kong No. 1 license。

Apply

Require

:Register a Hong Kong company,Configure a corporate structure appropriate to the company's business scale,2RO above the name,Can be used with 1、9License holders of licenses overlap。Hong Kong License No. 149 transfer of Type 9 license under the Securities and Futures Ordinance:Purpose of asset management license:Able to help overseas customers manage assets,It is a type of Hong Kong financial license sought after by large mainland private equity institutions.。

The innocent heart of the mainland、Shengshi Investment、Tianma Assets has entered the Hong Kong market through application or acquisition.。The above is about Hong Kong License No. 149

Process

,Hong Kong No. 149 license plate qualification processing

cost

basic information,I hope I can provide you with relevant help.。in general,I want to do it in a short time,It's good to find a professional agency。

If you want to know more about applying for a Hong Kong financial license,You can contact me directly。Related products:Hong Kong License No. 149

Process

, Hong Kong No. 149 license plate qualification processing

cost


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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