Due to the tightening of supervision in the financial field in the Mainland,，Domestic assets cannot be effectively allocated，Investors will naturally think of Hong Kong, which has closer ties with the mainland.，Take advantage of the high degree of openness of the Hong Kong market to the outside world，to integrate with international capital markets，Hong Kong No. 149 license plate application is the first step for the mainland to deploy the Hong Kong market，How to apply for Hong Kong No. 149 plate，The application purposes will be analyzed in detail below.。
The Securities and Futures Ordinance enforced by the Hong Kong Securities and Futures Commission，The main ones regulated are licenses No. 1-10，This article focuses on the application purposes of Hong Kong No. 149 plate one by one.。 Hong Kong License No. 1 - Securities Trading License Purpose：Able to introduce and guide investors to securities firms，Charge corresponding commission；Or become a broker directly，Conduct securities transactions and asset allocation。
The former needs to apply for a "small No. 1 plate"，后者需要申请“大1号牌” 香港4号牌——证券咨询牌照 用途：Mainly selling to customers、Buy securities to make relevant investment recommendations，Ability to issue research reports on securities、Analysis etc.。
Hong Kong No. 9 License - Asset Management Purpose：Manage securities or futures contract investment portfolios for clients on an entrusted basis，Most large-scale private equity institutions in the Mainland use this license to invest overseas.。
I believe that many investors are already very clear about the purpose of applying for Hong Kong No. 149 plate.，Obtain these three types of licenses，Investors can expand their business scale，"Go global" with the growing scale of assets through Hong Kong，Diversified additional overseas asset allocation needs，At the same time, it also caters to the "Belt and Road" strategy's guidance for mainland enterprises to invest overseas.。
Back to topic，How to apply for Hong Kong No. 149 plate，Always attracting attention from industry insiders，Apply for this No. 3 license，
Require
Find the corresponding licensed person in charge，Since the license holder’s academic qualifications、Both experience and qualifications are available
Require
，So searching for RO is a very nerve-wracking thing.，in addition，Hong Kong No. 149 plate application，The Securities and Futures Commission of Hong Kong will look at the financial situation、Qualifications、Reputation、Applicants are evaluated in four aspects including integrity。
certainly，The difficulty of applying for Hong Kong No. 149 plate is related to the business model that needs to be developed.，If the applicant
Require
Holding client assets for investment，There are higher requirements for paid-up capital and quick-frozen funds.
Require
，specific application
Require
Can consult。
The mainland is not familiar with Hong Kong’s financial license application policies and applies blindly.，Hitting the wall abounds everywhere，Ten years of experience in assisting mainland investment companies to obtain qualifications to conduct business in Hong Kong，Provide agency services to customers、transfer、Acquisition and other comprehensive services，At the same time, we have licenses of 1.2.3.4.6.9 to provide services，If you still have doubts about applying for Hong Kong No. 149 license plate，Welcome further communication。
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