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How to apply for Hong Kong No. 149 financial license?

Financial card care question

It is not very easy to obtain Hong Kong No. 9 license at present.。Hong Kong Securities and Futures Commission regulations,A company applying for license No. 9 requires two Hong Kong licensed responsible persons,The licensed responsible person needs to have 3-5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。

Obtain an independent Hong Kong license,It is the first step to build a professional asset management company.,But this is only the beginning,The company's future achievements still need to be tested by the market's waves.。Hong Kong license number 9

Application conditions

:Hong Kong’s financial licenses are divided into many categories,The difficulty of applying for a license is also different.。

Hong Kong Securities and Futures Commission regulations,Apply for asset management(9Number)The license requires 2 Hong Kong licensed responsible persons,The licensed responsible person needs to have 3-5 years of continuous public performance records in the capital market and must pass a series of rigorous examinations and qualification reviews.。at the same time,Enterprises also

Require

Have a physical office address in Hong Kong,Have an experienced management team to assist in running the company。

generally,Obtain independent Hong Kong asset management(9Number)license,It is the best endorsement of a company’s strength。(high level、Affordable、fast、major)sincere、thoughtful、enthusiasm、We are professional!We will definitely bring you perfect service!Let you save money and worry more!Hong Kong No. 149 financial license application procedures。

Hong Kong Financial License No. 149

Process

,[Manager Peng Yi of Shenzhen Hong Kong Xintong] Professional agency registration company,Efficient、Excellent service,You are welcome to call us for consultation at any time。Welcome to the website of Shenzhen [Shenzhen Hong Kong Xintong Peng Yi Manager] Co., Ltd., The specific address is 19th Floor, Yongjingyuan, Senwei Building, Wenjin South Road, Luohu District, Shenzhen, Guangdong,


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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Hong Kong and Chinese team · Senior financial compliance experts