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申请香港149号金融牌照的条件和办理流程

Financial card care question

one、Hong Kong No. 1 license plate Hong Kong No. 1 license plate comes in different sizes,The big names are brokers,Able to provide customers with securities product trading services。The small brand is the middleman and introducer,We can only recommend customers to purchase securities products from securities firms.。There are more than 1,000 Hong Kong No. 1 licenses (including big and small brands) issued by SFC.,From 2003 to now, there have been only four to five hundred additions.。It can be seen that the difficulty of applying for Hong Kong No. 1 license is still relatively high.。

Many companies will consider entrusting an agency to apply for or directly acquire a ready-made Hong Kong No. 1 license。two、Hong Kong No. 4 License Hong Kong No. 4 License is not a financial license directly related to transactions,Hong Kong License No. 4 is a transaction advisory type license。This is very similar to a mainland investment consulting company,Asset Management Consulting Company,There is no separate consulting license in the Mainland。

But if we want to provide this kind of consulting service to investors in Hong Kong,,Then you also need to obtain such a financial license。Generally speaking,4license plate and number 1、9No. Hong Kong financial license will be used in conjunction with,Because this can not only provide customers with transaction services,We can also provide consulting services。4There are a lot of license plates,There are also more than a thousand。

three、Hong Kong License No. 9 Hong Kong License No. 9 is also known as Hong Kong Asset Management License,2017年最火的应该就数这个牌照了。a whole year down,More than 100 organizations have completed applications for the Hong Kong No. 9 license,Many of them were obtained by mainland private equity institutions.,Especially some well-known private equity institutions。

以上内容简单介绍了下什么是149号牌照主要是做哪些业务的大家有所了解后可根据公司自身的需求可以单独申请1号牌、9number plate,或者是搭配申请一起申请都是可以的那申请149号牌照需要提供哪些资料呢?如下:1,Set up a Hong Kong company,Or go to the Hong Kong Registration Office to complete overseas company registration。

2,Have a suitable company business structure,good monitoring system,Ability to deal with business risks that arise during operations。3,拥有至少两名或以上持有香港相应个人牌照的持牌人员。4,According to business scope,需要符合注册资金和流动资金的最低

Require

5,有实际的办公场地办公设备在国内人民币贬值、Domestic financial transactions are strictly regulated,Many domestic financial companies have turned to Hong Kong to enter financial transactions.,It can not only open up the international market but also attract more rational investors from abroad.。What's more important is investing globally in Hong Kong,Interest、Financing interest rates are lower than domestic thresholds。Funds can be freely allocated to global markets without capital controls。

故近两年来香港149号牌办理是金融界的一大火热浪潮如果有需要申请香港金融牌照的内地老板们详情可来电咨询港信通彭易经理


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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