1Number plate securities trading：Provide customers with stock and stock options trading brokerage services，Buy and sell bonds for clients，Buy and sell mutual funds and unit trust funds placing and underwriting securities for clients，Equivalent to mainland securities companies，Provide customers with stock trading services。Only obtained the No. 1 license，Only in Hong Kong can one be engaged in providing securities transactions for clients.、Brokerage and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
找港信通-2号牌期货合约交易：Provide customers with index or commodity futures trading services。Providing clients with index or commodity futures brokerage services。Buy or sell futures contracts for clients。Equivalent to mainland futures companies，Provide customers with futures contract trading business。Only obtained license No. 2，Only in Hong Kong can one be engaged in providing futures contract transactions for customers.、Brokerage and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
找港信通-3号牌杠杆式外汇交易：Provide customers with foreign exchange transactions on margin，Only with license No. 3，Only institutions can engage in foreign exchange leverage trading and other corresponding businesses.。
4Number plate provides operational advice on securities transactions：Providing investment advice to clients regarding the sale or purchase of securities，Issue research reports or analyzes on securities，Only institutions that have obtained a Type 4 license can provide clients with securities investment advice in Hong Kong.，Publish relevant research reports and other corresponding services。
What does it take to apply for a Hong Kong 149 license?
Require
找港信通-5号牌针对期货合约交易提供操作意见：Provide investment advice to clients regarding selling or buying futures contracts。Issue research reports or analyzes regarding futures contracts，Only institutions that have obtained the Type 5 license can provide futures investment advice to customers in Hong Kong.，Publish relevant research reports and other corresponding services。
6No.Plate provides advice on institutional financing：Acting as sponsor for an initial public offering for a listing applicant。For "Company Acquisition"、Providing advice on the Mergers and Share Buy-backs Code，Advise listed companies on compliance matters under the Listing Rules，Only those who have obtained the No. 6 license can engage in the business of providing corresponding advice services in institutional financing.。
7Number plate provides automated transaction services：In layman's terms, it means opening an online trading service，current securities、futures、Forex、Bonds and other transactions can be traded through online trading platforms。Only traders with No. 7 license can provide online trading services。8No.plate provides securities margin financing：Provide financing to clients who purchase stocks and use the client's stocks as collateral。
Only those who have obtained the No. 8 license can provide customers with securities mortgage financing business.，Similar to domestic securities financing，Usually owners of No. 1 plates also provide this kind of financing service。What does it take to apply for a Hong Kong 149 license?
Require
9License plate provides asset management：Manage securities or futures contract investment portfolios for clients on a discretionary basis。Only those who have obtained the No. 9 license can issue funds in Hong Kong，Manage client funds, etc.。Equivalent to Mainland China’s private equity fund license。
10Haopai provides credit rating services：For companies、Rating the creditworthiness of bonds and sovereign states。Internationally renowned rating agencies include Standard & Poor's、Moody's、Fitch，In Hong Kong, you can only become a rating agency by obtaining license No. 10.。
Apply for a financial license from the Securities and Futures Commission of Hong Kong
Require
办理香港牌照找港信通-首先就是必须在香港有公司，And there is actual office space，The area should be appropriate，There is a certain amount of registered capital for the company
Require
The specific thing is that each license plate will have some differences.，1The number plates are divided into big and small.，A big brand needs a registered capital of 1,000 and a small brand only needs 5 million.，The registered capital for a company like No. 4 that is purely for consulting is even less.。
What’s more important is that the licensee (ro)，13 number plates are required，This license holder is a person who has obtained the qualification certificate in Hong Kong，This qualification certificate
Require
Only those who have been in the industry for more than 5 years are eligible to take the exam.，Therefore, local people from Hong Kong are usually employed.。 Requirements for Company Personnel Asset management companies issued with Hong Kong License No. 9 must have at least two responsible officers。That is OR。
In terms of nationality of individuals and responsible persons holding Hong Kong license No. 9，There are no restrictions or special regulations from the Securities Regulatory Commission。
At least one responsible officer of the asset management company must be a member of the board of directors，However, if other board members are not actively involved in or responsible for direct supervision of asset management activities，They do not necessarily need to be licensed to be responsible persons in the asset management business，办理香港牌照找港信通-另外，Although the Securities and Futures Commission
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，However, the responsible officer does not need to be in Hong Kong at all times，The condition is that when necessary，The SFC must have immediate access to at least one responsible officer of the asset management company。
About Hong Kong Xintong
Hong Kong Xintong focuses onHong Kong Securities and Futures Commission license、Hong Kong Insurance Broker License、Hong Kong MSO Licenseandmoneylenders licenseApply for service，Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico，Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services，Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more，Please contactHong Kong Information Communications Consultant。
