With the saturation of domestic financial markets，Domestic companies are beginning to gain momentum in entering the international market.。The Hong Kong license No. 149 is the main means for the mainland to expand into the Hong Kong market.，Especially Hong Kong’s No. 9 asset management license，It is the Hong Kong brokerage license resource that mainland private equity institutions are competing for.，Obtaining the Hong Kong No. 9 license is equivalent to having a pass in the international market.，Enterprises have a broader platform to absorb funds。Hong Kong No. 149 license application has become a concern for mainland enterprises。
A brief introduction to Hong Kong License No. 149，You should know that there are ten types of securities dealer licenses in Hong Kong.，The application for Hong Kong No. 149 license belongs to three categories with relatively large demand.，Hong Kong License No. 1 has securities trading functions，Provide customers with stock or option trading、Functions of various business services such as bond trading；Hong Kong No. 4 license is applied for by units that need to add securities consulting services.，Generally, applicants will consider applying at the same time as No. 1 license plate；Hong Kong License No. 9 is an asset management license，Can provide asset management services for overseas investors。
knowledge of their pathways，Helps the applicant to carry out the Hong Kong No. 149 license application process。————————Apply for Hong Kong No. 149 license，Simple is not simple，Difficult to say，As long as you meet the conditions and are familiar with the Securities and Futures Commission of Hong Kong
Process
Not difficult either。in recent years，The mainland's demand for Hong Kong license No. 149 has significantly increased，The Hong Kong Securities Regulatory Commission has also gradually tightened its approval of Hong Kong No. 149 license applications.。
Mainly include the following
Require
：1) paid-up capital of not less than 5 million yuan，Liquid capital of not less than 3 million yuan；2) 2 or more licensed responsible persons，To comply with the Securities and Futures Commission
Require
；3) The person in charge of the organization must have a corresponding degree or pass the professional qualification examination designated by the Hong Kong Securities Regulatory Commission.；4) has a Hong Kong company；5) Have a good corporate structure and certain risk management capabilities for those who meet the above requirements
Require
of applicants，To apply for a Hong Kong No. 149 license, you only need to prepare the required materials and submit an application to the Hong Kong Securities Regulatory Commission.。
There are four key points in the assessment of the Hong Kong Securities Regulatory Commission：1.The company’s financial position and solvency 2. Educational qualifications or qualifications 3. Whether it has the ability to conduct relevant regulated activities fairly 4. Reputation、character、Reliability and financial soundness。Pass these four assessments，Applying for the Hong Kong No. 149 license is a matter of course.。——————After the Hong Kong Securities Regulatory Commission officially issues the certificate，Follow-up work cannot be left behind。
The applicant shall announce the company’s financial year end date to the Securities and Futures Commission within one month after the license is issued.；Within 4 months after the end of the financial year，Submit its audited accounts and ensure that financial resources declaration forms are submitted to the Securities and Futures Commission of Hong Kong every month。Please contact us for Hong Kong No. 149 license application
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