彭易Aaron说在香港涉及到大宗交易的时候为什么1，4和9许可证很重要？让我们来看一下细节：按分类，Hong Kong’s financial licenses are divided into 10 categories，Corresponding to different types of business。香港的1,4及9个牌照，实际上是证监会规定的第1类、第4类及第9类牌照的组合。
获发149份牌照的企业须经过一系列严格的资格考试，通常亦获发香港149份金融牌照，亦反映该金融机构是和有能力的机构。Class 1 license，Right now。Securities trading license，Can only be used to provide securities trading in Hong Kong、Brokerage services, etc.。Equivalent to mainland securities companies providing stock trading services.。four licenses，Right now。关于证券的建议，is available。
Only those holding Category IV licenses，Only then can you provide securities investment advice to your clients in Hong Kong，and issue relevant research reports。nine licenses，Right now。Asset management license available。Only those holding Category 9 licenses，Only in order to issue funds in Hong Kong，Manage client funds, etc.。相当于内地私募股权基金的牌照。The central bank has said more than once："Anyone involved in finance should be licensed、Supervision and comprehensive supervision。
“The financial industry is a franchise industry，business development，Whether it is an organization or an individual，All are required to hold appropriate licenses。Hong Kong's connections with almost global financial markets naturally become an important stop for overseas business expansion.，How to obtain a Hong Kong financial license is an important starting point for this stop。
香港作为亚洲金融市场的主要离岸和非岸中心，on regulatory maturity，专业知识和产品开发等方面走在国际金融市场的前列，是国际投资者在亚洲投资的平台。Since the domestic A market has not yet been fully internationalized,，越来越多的私人股本经理正踏入香港市场，Set up a company in Hong Kong，以引进海外投资者。
Hong Kong’s financial license classification，Popular financial licenses are 1,2,4,6,9，Hong Kong Securities and Futures Commission’s application for different types of licenses
Require
different，Difficulty is different。Securities Regulatory Commission regulations：
- Must be a limited company registered in Hong Kong or a non-Hong Kong company registered at the Registrar。The company has an actual office address in Hong Kong (must be Class A)。Experienced management team，Assist in operating the company、business framework、Internal control system and qualified responsible personnel。
- 被许可人、被许可人和责任人的国籍必须为所有人，中国证监会没有限制或者特别规定。
Require
Have at least one responsible person based in Hong Kong，直接监督业务。At least one principal of the company must be a member of the board of directors。（英译汉）香港公司的注册资本需要500万港元$；实收资本和流动资本必须至少保持300万港元。Must open an account in a bank in Hong Kong。
High threshold and strict
Require
Determines the value of Hong Kong’s financial license。generally，获得独立的香港金融许可证是公司的有力背书。所以香港公司在办理
- 9号牌照的时候，一定要注意好文中以上的几点，如果您以后办理
- 9号牌照的需求，您可以联系港信通国际进行咨询。Related products：Hong Kong No. 149 plate
Process
, Hong Kong 149 license
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