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Hong Kong No. 149 License Acquisition

Financial card care question

Detailed introduction of Hong Kong Xintong Peng Yi Aaron said about the acquisition of Hong Kong No. 149 license,How to apply for a Hong Kong SFC license? How much does it cost to apply for a Hong Kong SFC license? The following focuses on the specific circumstances of applying for the popular Hong Kong SFC license No. 149.。one、Hong Kong No. 1 license plate Hong Kong No. 1 license plate comes in different sizes,It's a brokerage,Able to provide customers with securities product trading services。The small brand is the middleman and introducer,We can only recommend customers to purchase securities products from securities firms.。

There are more than 1,000 Hong Kong No. 1 licenses (including small license plates) issued by SFC.,From 2003 to now, there have been only four to five hundred additions.。It can be seen that the difficulty of applying for Hong Kong No. 1 license is still relatively high.。Many companies will consider entrusting an agency to apply for or directly acquire a ready-made Hong Kong No. 1 license。two、Hong Kong No. 4 License Hong Kong No. 4 License is not a financial license directly related to transactions,Hong Kong License No. 4 is a transaction advisory type license。

This is very similar to a mainland investment consulting company,Asset Management Consulting Company,There is no separate consulting license in the Mainland。But if we want to provide this kind of consulting service to investors in Hong Kong,,Then you also need to obtain such a financial license。Generally speaking,4license plate and number 1、9No. Hong Kong financial license will be used in conjunction with,Because this can not only provide customers with transaction services,We can also provide consulting services。4There are a lot of license plates,There are also more than a thousand。

three、Hong Kong License No. 9 Hong Kong License No. 9 is also known as Hong Kong Asset Management License,2017This license plate is probably the most popular one in recent years.。a whole year down,More than 100 organizations have completed applications for the Hong Kong No. 9 license,Many of them were obtained by mainland private equity institutions.,Especially some well-known private equity institutions。If your company needs to apply for a Hong Kong 149 license,那么您就可以咨询港信通国际进行办理

港信通国际有丰富资源可以办理优质的香港金融牌照


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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