Merger and acquisition of Hong Kong No. 149 financial license conditions and
cost
，Take the 1.4.9 license plate with more applications as an example，Must be a limited company incorporated in Hong Kong or a non-Hong Kong company registered with the Registrar，The company has an actual office address in Hong Kong (must be written as Class A)，Have an experienced management team to assist in running the company，business framework、Internal control system and qualified responsible personnel RO，Must have two licensees，Nationality of licensed individuals and responsible persons，There are no restrictions or special regulations from the Tax Supervision Commission。
Require
At least one responsible officer must be based in Hong Kong，in order to directly supervise the relevant business，At least one responsible person within the company must be a member of the board of directors，Registered capital of Hong Kong company
Require
500 10,000 Hong Kong dollars；Must always maintain paid-in share capital and liquid capital of not less than 300 10,000 Hong Kong dollars。
Must open an account in a bank in Hong Kong，The above is about Hong Kong finance
License plate type
Introduce one by one，Regarding license application, they are actually very similar.，They all apply for licenses based on Hong Kong companies’ regulatory conditions.。Shareholder background
Require
：1.Subject qualification：Must be a company incorporated in Hong Kong or an overseas company registered with the Hong Kong Companies Registry，Merger and acquisition of Hong Kong No. 149 financial license conditions and
cost
。
- Competence：Licensed corporations and registered institutions when conducting relevant business，Manage the risks you may face when doing business，Specifically, having the right business structure in place、Good internal control system and qualified business personnel；(For details, see："Guidelines on Competence" separately published by the China Securities Regulatory Commission、Code of Conduct for Licensed or Registered Persons、"Management of Licensed or Registered Persons"、Supervision and Internal Control Guidelines")。
- Responsible person：Each type of regulated activity must appoint at least two responsible officers to directly supervise the relevant activity；Each type of regulated activity must have at least one responsible person who can supervise the business at all times。
If the role arrangement does not cause conflict，The same person may be appointed to supervise more than one type of regulated activity；Merger and acquisition of Hong Kong No. 149 financial license conditions and
cost
，At least one of the responsible persons is an executive director as defined in the Securities and Futures Ordinance；All executive directors must seek approval from the Securities and Futures Commission；When submitting your license application，Submit all applications for approval of proposed responsible officers to the SFC together；4.Major shareholders, etc. must have the qualifications of suitable candidates：major shareholder、senior staff、any other person employed in relation to a regulated activity，Any other person associated with such activities，must be suitably qualified。
For details, please read Section 129 of the Securities and Futures Ordinance。After consulting relevant information，When applying for a license，There is no restriction on SPVs such as trust plans and asset management plans being major shareholders.。However, according to Section 129 of the Securities and Futures Ordinance，To examine the financial capabilities and solvency of major shareholders，It may be difficult for an SPV to pass the review if it is a major shareholder。
- The financial capacity of the entity：Licensed corporations and registered institutions when conducting relevant business，Sufficient share capital and liquid capital must be maintained(Liquid Fund Index：Assets that can be quickly converted into cash or are already in cash form)。For example，When applying to provide asset management (Type 9 license)，Licensed corporations and registered institutions should pay a minimum share capital of HK$5 million and maintain liquid capital of HK$3 million.。
- Purchase relevant insurance licensed corporations and registered institutions when applying for relevant licenses，Insurance should be purchased with an amount corresponding to the business。Hong Kong Xintong Manager Peng Yi provides professional services to our clients from initial set-up to SFC license application and one-stop consulting services。If you already have an operation in Hong Kong,We can provide an ongoing compliance support to reduce your compliance related
cost
and maintain good compliance controls。
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