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Hong Kong Securities License No. 1 and Hong Kong Futures License No. 2,How to use it together

Financial card care question

Hong Kong No. 1、4Number、9The license plate is a separate license plate,Different licenses target different business activities,Those who engage in asset management must apply for a Hong Kong license No. 9,Those who carry out securities consulting must apply for a Hong Kong license No. 4,Of course, all companies involved can handle 1 at the same time、4、9license plate。The application of Hong Kong No. 149 license has a high impact on the brokerage strength of the applicant company.

Require

,The application time is generally 6 months,The span is relatively long。

In order to reduce processing time, many companies,Save time and effort and find a third-party agency to handle it.,港信通-很多服务的客户就是出于这样的考量,Find someone with experience,Strong agency agency。有需要的朋友请联系港信通-.根据香港证监会发布的数据,2016Year,The China Securities Regulatory Commission issued No. 9 licenses (asset management licenses) to 165 companies,This is the most since 2006。

2017End of February,17 institutions have applied for license No. 9。It is not difficult to see from the hot trend of No. 9 plate,Hong Kong stocks surge、In the context of strong demand for overseas asset allocation,More and more companies are entering the Hong Kong market,Attract overseas investors by obtaining a Hong Kong license。

Specifically speaking about the conditions for applying for Hong Kong No. 149 license,1.4.9No. license for registered capital、office space、personnel、Legal person resume、Enterprise plans are all detailed

Require

。There are two ways to obtain a Hong Kong license,First, register a company in Hong Kong,Apply to the Securities and Futures Commission of Hong Kong to obtain,The other is to directly acquire a company that has successfully applied for a Hong Kong license.。

这两种都可以咨询港信通-,We can provide conditional support for the former,like office address,Personnel and other conditions,The latter currently has licenses No. 1/4/9 available for transfer.,有需要的朋友请联系港信通-.


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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