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Come to us to apply for Hong Kong financial license No. 1-9

Financial card care question

Detailed introduction on how to apply for a Hong Kong financial license,In fact, the conditions are relatively simple,Just need to prepare funds、site、Personnel is more important,Funds need to be prepared 500 Hong Kong dollars as registered capital and working capital,The venue requires actual office space in Hong Kong,As we all know, Hong Kong has a lot of money.,No need to be big,An ordinary office building is fine,Personnel requires two persons,Licensee and Chief Risk Control Officer,These two human elements are more important,Need to take exam,Generally, it is better to choose someone with more senior qualifications during the interview.,detailed

Process

and information, please contact Manager Peng Yi for details.。

How to apply————-It is understood that Hong Kong No. 9 financial license,The Hong Kong market implements a financial license management system,Financial institutions can conduct stock trading at the same time、financial derivatives、Trading in foreign exchange and gold。9The license is a Type 9 regulated business qualification license issued by the Securities and Futures Ordinance of Hong Kong.,i.e. asset management license。

Domestic ** institutions hold this license,It means obtaining a "pass" in the international capital market,Not only can you directly participate in overseas investments,,It can also attract funds from overseas investors。According to official information from Hong Kong Customs,Currency exchange services or money transfer services are defined as money services,The Hong Kong Customs and Excise Department is the relevant authority to regulate money service operators.,The law requires that anyone who operates or intends to operate money services needs to apply for a "money services operator license"。

in addition,The Hong Kong SAR government also stipulates,Anyone operating a money lender business in Hong Kong must obtain a "money lender's license"。Follow original


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Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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