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Transfer of Hong Kong No. 149 plate under the company’s name,Come if you have strength

Financial card care question

Hong Kong Wealth Management Companies Distance from Hong Kong Stock Exchange(00388)It has been two and a half years since CEO Charles Li proposed that "Hong Kong needs to gradually become China's largest overseas wealth management center",Hong Kong is undoubtedly getting closer to this goal。An obvious trend is,More and more mainland customers are investing in Hong Kong’s wealth management market,Trying to find ways to add value to their assets。

in this process,Chinese securities firms are also familiar with the mainland、Hong Kong has become the choice of more high-net-worth individuals。A smokeless war is going on,How can various brokerages win this battle??A glimpse of the concepts and practices of Zhongtai International Wealth Management Department。

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  1. gif transfer of wealth management company with No. 49 plate 1、hold a license 9:Provide asset management and manageable funds:Can manage CIS/Fund or managed a/c,and) 4:Advising on securities 2、License conditions and restrictions (Please explain) – Not allowed to hold client assets – Licensees may only provide services to professional investors
  2. Ltd. History:2016
  3. Office location:Kowloon
  4. office lease:HKD about 5000
  5. Number of shareholders:1 and(Have a holding structure)
  6. Date of most recent financial statement:2017
  7. RO number and salary:2RO,Part-time job: 40,000/month/person,Can stay and buyer pays salary
  8. Net Asset Value NAV/cash:About 150,000 equivalent to cash amount
  9. Have a bank account
  10. The reason for the sale has changed.,For sale at combined price 3、Transaction conditions Equity change period,RO wages are borne by the seller
  11. After confirming the transaction conditions。

Buyers and sellers need to sign a letter of intent

  1. After the buyer pays 20% deposit to the seller,Due diligence can be carried out
  2. Pay 40% of the second installment deposit and sign the sales agreement
  3. After being approved by SFC,Pay the balance of transfer price (40% + NAV),Complete transaction Other remarks Remark This brand can be used to issue fund products,Manage funds,clean,Available Qianhai projects,Investment immigration and financial management,Special account financial management,Private Equity PE,Private Banking Fund Manager (EAM), etc.。

Can manage fund / CIS / EAM…etc. Guangdong-Hong Kong financial license.gif Zhongcheng Yinxin obtained Hong Kong 4、9License, a new starting point for overseas investment layout, Zhongcheng Yinxin has officially obtained the license from the Hong Kong Securities Regulatory Commission.(SFC)Issued No. 4、9license plate。Since then,Zhongcheng Yinxin will be able to provide customers with professional and diversified cross-border asset management services based on a global perspective.。

future,Zhongcheng Yinxin will develop a complete asset allocation plan based on the specific needs of customers.,Zhongcheng Yinxin is committed to integrating the group's high-quality resources、Connect domestic and overseas resources,Strive to make Zhongcheng Yinxin a global provider of asset management and wealth management services。Ask Manager Peng Yi about China-Hong Kong Brand Care”


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Picture of Lin Zixuan

Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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