Hong Kong 149 license

香港149号牌办理呈现持续增长趋势，个人申请占比高达97%，机构竞争激烈。2007-2017年数据显示1/4/9号牌办理数量显著变化，市场价因牌照类型而异，专业经验助力合规申请。

Hong Kong 1、4、9号牌照分别对应证券交易、投资建议和资产管理业务。申请需满足资本要求、Office address、持牌人等条件，可通过新注册或收购现成公司两种途径办理。

This article details the application process for Hong Kong’s No. 149 financial license.、Materials required、Processing cycle and transfer services，It also covers the latest brand news of Fulong Bank，Provide practical guidance for companies that need to apply for relevant licenses。

This article comprehensively analyzes the functions and requirements of Hong Kong No. 149 license，Includes No. 1 securities trading license、4Specific purposes of investment advisory license No. 9 and asset management license No. 9，and the qualifications of a licensed person in charge、Company establishment conditions、Key processes such as financial standards and SEC compliance reviews。

Hong Kong License No. 1 allows the holder to conduct stock trading、Asset and other securities trading activities，Applications need to meet the strict regulatory requirements of the Hong Kong Securities and Futures Commission，including funding thresholds、Key conditions such as talent matching。

After the implementation of the "Interim Provisions" of the China Securities Regulatory Commission，The value of Hong Kong license No. 149 has increased significantly。New regulations clarify Hong Kong stock research reports and investment advisory business models，Put forward higher requirements for the qualifications of licensed institutions，Provide a legal framework for cooperation between securities fund institutions in the two places。

This article systematically analyzes the application details of Hong Kong No. 149 license，including application requirements、Process steps、Time period and common difficulties，Provide practical operational guidance for financial institutions。

Hong Kong 149 license is a type 1 securities transaction、4A combination of three types of investment advice and 9 types of asset management licenses，Allow licensed institutions to provide comprehensive securities services in Hong Kong。This article provides a detailed analysis of the business scope of various types of licenses、Application points and market value。

香港1469号金融牌照转让涉及复杂流程，包括壳公司交易、RO资源协调和证监会审批。转让时间通常需6-9个月，需注意大股东变更、商业计划书提交等合规要点，避免法律风险。

香港1号牌照是证券交易的核心资质，允许持牌机构提供股票、bonds、基金等经纪服务。申请需根据申请人类型满足不同资本要求，并配备2名以上公司高管。了解申请条件与流程对成功办理至关重要。