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Hong Kong 149 license

Hong Kong Securities and Futures Commission (SFC) No. 1 (Securities Trading)、4No. (Securities Opinion)、9Application conditions for No. (asset management) license、Agency process、Capital Requirements and Compliance Operations Guidance。

Financial card care question

Hong Kong license No. 149 transfer

香港149牌照是金融业务的重要资质，本文详细分析牌照转让的要求、费用差异及申请流程，包括大9与小9牌照的区别、资金门槛和持牌人规定等关键内容。
Financial card care question

What are Hong Kong License No. 149?

香港证监会将金融牌照分为10类，其中1/4/9类牌照组合备受关注。1类牌照用于证券交易经纪，4类牌照提供证券投资建议，9类牌照则涉及资产管理与基金发行。The application needs to meet the requirements of Hong Kong company registration、实收资本500万港元、甲级办公地址及合格负责人等严格条件。
Financial card care question

Hong Kong license No. 149 application requirements

香港149号牌照包含证券交易、咨询及资产管理三类牌照，The application must meet the company structure、负责人资质及资金要求，是内地机构拓展香港业务的关键合规步骤。
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The RO setup for acquiring Hong Kong No. 149 license plate must meet the following basic requirements

香港149号牌负责人员申请需满足两年管理经验、三年相关行业经验等基本要求，同时需具备认可学历资格并通过监管架构考试。证监会可根据情况授予全面或有条件豁免。
Financial card care question

Hong Kong No. 149 license agency，Agency conditions，Agency process

香港149号牌照包括1号证券交易、4号投资建议和9号资产管理牌照。申请需满足持牌负责人、公司注册等条件，流程涉及证监会严格审批。本文详解各类牌照用途、代办要求与最新政策动向。
Financial card care question

Hong Kong No. 1, No. 4, No. 9 license transfer—Hong Kong Asset Management License

本文详细介绍了香港证监会1号、4Number、9号牌照的转让流程、所需时间及费用情况，结合中邮创业国际资产管理获发9号牌等最新案例，并解读CEPA框架下两地合资证券公司的设立政策与业务范围。
Financial card care question

How difficult is it to apply for a Hong Kong 149 financial number license??

香港149金融牌照分为可持有客户资产的大牌和不可持有客户资产的小牌，申请难度主要体现在严格的财务要求、人员资质和内部监控系统。大牌要求最低缴足股本500万港币，Liquid capital is no less than HKD 3 million，且需至少两名负责人员。
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Hong Kong No. 1 license application requirements and procedures

Hong Kong License No. 1 is a securities trading license，申请需满足特定股本和流动资金要求，流程包括材料准备、证监会提交及后续申报。了解详细条件和注意事项对成功申请至关重要。
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Acquisition of Hong Kong No. 149 plate acquisition_transfer case practice

本文系统介绍香港149号金融牌照的收购与转让全流程，涵盖牌照作用、转让步骤、负责人员要求及实际案例，为有意进入香港金融市场的机构提供实操指导。
Financial card care question

fiery：How awesome is Hong Kong’s No. 149 plate? Hong Kong intermediary No. 149 plate quotation?

Hong Kong License No. 9 is an asset management financial license，Can be used to issue private or public funds。本文详细解读其申请条件、Process，And through Zhongcheng Yinxin、卓信国际等案例，分析牌照对拓展海外资产配置业务的关键作用。