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Apply for Hong Kong’s No. 1 financial securities license company and purchase price

Financial card care question

Hong Kong Financial License No. 1 is a securities trading license approved by the Hong Kong Securities Regulatory Commission.,Enterprises that obtain such licenses can engage in securities trading and securities brokerage business in Hong Kong,Securities trading mainly provides customers with the trading of stocks and stock options.,Brokerage services,Buy and sell bonds for clients,Buy or sell mutual funds and unit trust funds for clients,Placing and underwriting securities,In terms of handling conditions,Hong Kong financial license

Application process

and the information is extremely cumbersome,If the application materials are returned once or twice, it will be difficult to continue.,In order to avoid risks and time control during the application process,When many large group companies plan for Hong Kong financial licenses, they consider finding a professional intermediary company to assist in the application.,So what information do you need to provide when applying for a company?。

The information required to apply for a Hong Kong financial license No. 1 company includes::one. personnel

Require

and

cost

为什么在这里需要先讲解人员

Require

,Mainly because personnel are more important,Funds and space are available to most companies,It belongs to hardware conditions and is relatively easy to solve.,Hong Kong has a licensing system,The so-called license holders are risk control personnel,It’s called RO in Hong Kong,A licensee's qualifications depend on the number of years he has worked and the subjects in which he passed the examination,Generally, it costs HK$50,000 to HK$70,000 to hire a licensed person in Hong Kong.,Those with more senior qualifications can earn more than 100,000 Hong Kong dollars a month.,In short, those with junior qualifications will need two or three.,For those with seniority, one can be enough。

two. site

Require

and

cost

,The venue is relatively simple,Because Hong Kong has many people and little land,,In most cases, offices are very expensive.,The Securities and Futures Commission of Hong Kong does not have specific requirements for the addresses of companies holding Hong Kong financial licenses.

Require

,What's more, the cases our company has handled for clients before were all places with monthly rents ranging from 30,000 to 50,000.,Of course you can rent a top-notch business office in a prosperous area,Depends on enterprise autonomy。

three. funds

Require

and separation,Funds for Hong Kong Securities License No. 1

Require

The paid-up share capital of the company is HKD 5 million.,If the company also provides margin financing, it will require 10 million paid-in equity capital.,Another 3 million Hong Kong dollars in working capital are needed。What is the market price for the transfer or acquisition of a Hong Kong financial license?

First, let’s introduce the previous cases of our company,近的的一家企业再收购香港一号牌和我们合作的,The acquisition was just completed in September 2019,The transaction price was another 9.9 million yuan,Quotes in the market are generally ten to fifteen percent higher than the transaction price.,This is already a very detailed data,Companies in need can contact me and you can see the detailed information.。

Related products:Hong Kong financial license application , Hong Kong financial license registration , Apply for a Hong Kong financial license


About Hong Kong Xintong

Hong Kong Xintong focuses onHong Kong Securities and Futures Commission licenseHong Kong Insurance Broker LicenseHong Kong MSO Licenseandmoneylenders licenseApply for service,Assist customers to applyUS MSB license、NFA、RIA、Canadian MSB license、Mainstream overseas financial licenses such as Australia and Mexico,Support enterprises to achieve compliance expansion of cross-border financial business。Also availableCayman Islands Offshore Company Registration、Offshore fund establishment and global compliance operations and other services,Help enterprises expand their presence in international markets。Provide one-stop compliance solutions for enterprises。To learn more,Please contactHong Kong Information Communications Consultant

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Lin Zixuan

Owned by Mr. Lin Zixuan 15 year securities、Asset management and investment banking experience,Served as senior compliance officer in several licensed financial institutions。He is well versed in the Hong Kong Securities and Futures Commission (SFC) regulatory requirements,Successfully dominated the SFC 1st 1、4、9 Application and annual maintenance of licenses (including RO licenses for legal persons and individuals)。He is particularly skilled in developing and enforcing financial resource rules (FRR)、internal control system,as well as ensuring that the company is fully compliant with the SFC’s requirements in terms of customer vetting (KYC) and anti-money laundering (AML/CFT),To meet strict regulatory compliance standards。

Areas of expertise:SFC license (Type 1, 4, 9) Application and maintenance、RO/MIC Approval、internal control system、Client Asset Rules (FRR)、KYC/Anti-Money Laundering Policy

Previous institutions:international investment bank、Licensed securities trading company、asset management company

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