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Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

Financial card care question

Acquisition process and transfer conditions of Hong Kong insurance brokerage license

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Financial card care question

8 key points in Hong Kong insurance brokerage company transfer application

全面解析香港1、4、9号金融牌照的申请条件与转让流程,Includes capital requirements、Licensee qualifications、办理途径等核心要点帮助投资者高效获取合规经营资质
Financial card care question

Hong Kong insurance brokerage license transfer

香港保险经纪牌照转让成为内地企业布局香港市场的高效途径本文解析转让优势资格要求及市场趋势助力企业快速获得经营资格
Financial card care question

Hong Kong insurance brokerage company license transfer

本文系统解析香港保险经纪牌照的申请条件与转让流程涵盖注册资金、Professional experience、行政负责人要求及保险公司推荐信等关键要素并分析行业监管机构与合规经营注意事项
Financial card care question

Hong Kong insurance brokerage application requirements

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Financial card care question

What are the requirements for new application for Hong Kong insurance brokerage license and license transfer?

香港保险经纪牌照现由保监局统一监管申请需满足场地、personnel、资金等条件市场存在牌照转让机会涉及CE挂靠现有合约及佣金谈判等关键环节可选择申请或收购两种路径
Financial card care question

Hong Kong Insurance Brokerage Company Transfer Agreement,Application for Hong Kong Insurance Brokerage Company License

Hong Kong License No. 9 is an asset management license,内地私募机构可通过此牌照在香港市场募资并为客户提供海外投资渠道。Application must meet company registration requirements、funds、人员资质及风控系统等严格条件
Financial card care question

What are the procedures for buying an insurance brokerage company in Hong Kong?

本文系统介绍香港保险经纪公司收购的全流程包括牌照转让的核心条件行政总裁的专业要求最低资产净值规定以及客户资金账户的独立管理要求同时对比香港与内地保险资金投资渠道的差异分析香港保险产品的分红优势
Financial card care question

Hong Kong Insurance Broker License

This article explains in detail the application requirements for a Hong Kong insurance brokerage license.、Registered capital requirements、经营场所规定及办理流程特别说明互联网保险经纪牌照的特殊要求帮助您全面了解这一重要金融资质
Financial card care question

Hong Kong Insurance Broker License Application Guide

本文系统解析香港保险经纪牌照的申请条件与办理流程涵盖资格经验、Equity requirements、专业保险等关键环节并提供实用指南