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Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

Financial card care question

Hong Kong insurance brokerage company transfer process?

本文系统介绍香港保险经纪公司转让的完整流程涵盖资质要求、risk assessment、股权变更等关键环节为投资者提供专业指导
Financial card care question

2018Hong Kong Insurance Brokerage Application Disclosure,Transfer of a Hong Kong insurance brokerage company

2018年香港保险经纪牌照申请与转让详细指南分析京东等互联网巨头获取保险牌照的战略布局揭示保险资金作为永久杠杆的金融价值
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Hong Kong insurance brokerage company transfers association certificate issued by CIB or PIPA

香港4号牌照是提供证券咨询服务的必备资质申请需满足500万港币资本要求及严格的人员资历标准本文详细解析办理条件流程及合规运营要点并介绍现成牌照转让资源
Financial card care question

Hong Kong insurance broker license application conditions.

香港保险经纪牌照办理条件包括行政总裁资格、Equity requirements、账户分离及文件留存等核心要素适用于计划在香港开展保险经纪业务的企业与个人
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Financial card care question

Hong Kong Insurance Broker License Application_Application for Hong Kong Insurance Broker License

香港保险经纪牌照申请需满足最低实缴股本管理人员资质及公司管治标准香港保监局对牌照发放有严格规定
Financial card care question

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Hong Kong insurance brokerage license transfer process and acquisition price

Hong Kong insurance brokerage licenses are divided into clear water licenses、There are three types of contract plates for small insurance companies and contract plates for the three major insurance companies.,Significant difference in purchase price。CE人员不变更是关键变更需重新签订保险公司合约收购流程包括尽职调查股转协议保监会审核等步骤需满足香港注册实际办公地址合规CE等条件
Financial card care question

Hong Kong insurance brokerage company registration,What are the process conditions?

本文系统解析香港保险经纪公司注册的全流程与核心条件包括最低资产净值要求专业弥偿保险规定持续专业培训及客户账户管理规范帮助您全面了解在香港开展保险经纪业务的合规要求与操作要点