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Xu Wanting

Xu Wanting has been engaged in insurance and financial services compliance work in Hong Kong for many years,Responsible for the preparation of IA insurance brokerage regulatory compliance documents、Internal control process construction、AML system design、Regulatory filings and interactions with regulators。She is familiar with insurance product liability、sales compliance、Institutional requirements such as customer protection regulations and establishment of internal training and compliance systems。

Areas of expertise:IA Insurance Brokerage Regulatory Compliance Documentation、Internal control process construction、AML system design、Customer protection regulations、Internal training。

Previous institutions:Hong Kong insurance brokerage company & IA Compliance Team

Financial card care question

What are the requirements for new application for Hong Kong insurance brokerage license and license transfer?

香港保险经纪牌照现由保监局监管申请需满足场地人员资金等条件转让市场有明确报价的CE持牌公司可供选择含现有合约及佣金详情
Financial card care question

Hong Kong Insurance Brokerage Company Transfer Agreement,Application for Hong Kong Insurance Brokerage Company License

香港9号牌照是资产管理业务的重要资质,Application must meet company registration requirements、资金要求负责人资质及风控体系等严格条件本文详细解析办理流程与合规要点
Financial card care question

What are the requirements for registering a Hong Kong insurance brokerage company?

本文系统解析注册香港保险经纪公司的核心条件包括保险经纪人年龄学历要求、10万港元以上股本资产规定香港保监局监管政策等关键要素帮助投资者全面了解香港保险经纪市场准入标准
Financial card care question

How to apply for a Hong Kong insurance brokerage company license

本文系统解析香港保险经纪公司牌照的申请流程包括资格要求办理步骤和常见问题帮助您了解如何合法开展保险经纪业务
Financial card care question

Hong Kong insurance brokerage company transfers Prudential AIA contract

本文系统解析香港保险经纪公司转让市场重点介绍带保诚友邦合约的现成资源收购方案详细说明香港保险经纪牌照的申请条件资本要求与合规架构并解读最新监管政策对行业的影响
Financial card care question

Conditions and precautions for applying for a Hong Kong insurance broker license

申请香港保险经纪牌照需满足1000万港币注册资金、5年以上专业经验等条件并由香港保监局审批本文系统解析申请流程监管机构及实际经营要点
Financial card care question

Conditions and precautions for applying for a Hong Kong insurance broker license

本文系统解析申请香港保险经纪牌照的条件与注意事项涵盖注册资金、Professional experience、推荐信等核心要求并提供实用建议
Financial card care question

Benefits and conditions of Hong Kong insurance broker license

香港保险经纪市场拥有759名获授权经纪及近10万从业人员监管聚焦诚信经营与偿付能力相连长期保险(101计划)作为投资相连保单结合保险保障与基金投资优势香港保险公司凭借全球化投资配置在长期分红表现上具备显著优势
Financial card care question

What are the requirements for new application for Hong Kong insurance brokerage license and license transfer?

本文全面解析香港保险经纪牌照的申请条件与转让流程涵盖最新监管要求市场报价及操作要点,A practical guide for institutions interested in entering the Hong Kong insurance market。
Financial card care question

2025Hong Kong insurance intermediary company transfer

2025年香港保险中介公司转让市场活跃包含带三大保险公司合约及4号金融牌照的优质标的本文分析转让条件报价及业务模式为获取香港保险经纪牌照提供新思路